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More cloud outsourcing guidance for regulated firms

The growing body of guidance out there for regulated firms outsourcing to cloud providers is to be supplemented by new materials from EIOPA and ESMA
17 July 2020

Blog

FCA delays the deadline for the first F&P assessment of Certified Persons under SM&CR

The FCA’s decision to delay will be welcome news for busy professionals juggling their COVID-19 response, flexible furlough, Brexit and other issues
02 July 2020

Blog

FCA adopts European guidelines on ICT and security risk management

The FCA has notified the European Banking Authority (EBA) that it intends to comply with the EBA’s guidelines on ICT and security risk management
29 June 2020

Blog

FCA consults on permanent ban on marketing mini-bonds

The FCA has followed up on its temporary product intervention for speculative illiquid securities ('SISs'), which came into effect on 1 January 2020 and lasts for 12 months
19 June 2020

Blog

FCA publish feedback statement and final guidance on assessing value of insurance products

After a short consultation, and broad support from the industry, the FCA has published its finalised guidance. Firms have until 3 December to review their products and decide on any resulting action
05 June 2020

Blog

FCA publishes update on High Court test case and consultation on guidance for insurers

The FCA has today published an update on its High Court test case concerning business interruption (BI) insurance
01 June 2020

Blog

May updates from the FCA on CPD and cover for Senior Managers

The FCA has published additional flexibility this month in response to the coronavirus pandemic in the following two areas
01 June 2020

Blog

Major news for SIPPs following ruling in Adams v Carey

After two years, on 18 May 2020 the High Court published its decision in Adams v Options Sipp UK LLP and Financial Conduct Authority [2020] EWHC 1229 (Ch) (‘Adams v Carey’)
20 May 2020

Blog

FCA finalises guidance on customers in financial difficulty

The guidance builds on Principle 6 and sets out the expectations the FCA has of firms when considering the fair treatment of existing customers
15 May 2020

Blog

FCA confirms that it is still available to support innovative firms

The FCA updated its webpage to confirm that, it is still available to support innovative firms looking to launch financial services products and services
15 May 2020

Blog

FCA publishes statement on the forthcoming Corporate Insolvency and Governance Bill

The Bill has specific provisions for the financial services sector in order to protect consumers and financial stability
15 May 2020

Blog

FCA publishes statement on firms’ handling of post and paper during the COVID-19 pandemic

The FCA published a statement on how firms should handle post and paper documents, recognising that in these exceptional times some firms may not be able to fully comply with them
14 May 2020
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