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Blog

Financial services regulation: updates for FCA and PRA regulated firms

Important updates on financial services regulation including the latest PRA and FCA rules and guidance, changes to the Handbook and Rulebook and upcoming developments in UK and European regulation
11 July 2019

Blog

Regulated funds: updates for fund and asset managers

Important updates on fund regulation in the UK, including the latest FCA guidance, changes to the Handbook and upcoming developments in UK and European regulation
02 July 2019

FCA set to evaluate the Retail Distribution Review and Financial Advice Market Review

The FCA is taking stock on the development of retail distribution and financial advice markets in light of the RDR and FAMR and is seeking stakeholder input.
26 June 2019

A new regulatory agenda for the pensions sector

The Pensions Regulator (TPR) and the Financial Conduct Authority (FCA) have announced a joint regulatory strategy to address changes to the way people save for and take their pension.
14 December 2018

FCA Consultation on Handbook changes following a no-deal Brexit

A discussion of the FCA's Consultation Paper on changes to the Handbook to reflect updates to law in the event of a no-deal Brexit.
24 October 2018

Digital regulatory reporting: the first step towards digital regulation

A review of the FCA and BoE's work on digital regulatory reporting and what it means for the future of authorised firms' regulatory compliance.
12 October 2018

How will the temporary permissions regime affect you?

Concerned as to how the temporary permissions regime may affect you as an inbound passporting EEA firm or fund? Read more on the FCA's latest update on how it anticipates implementing the proposals.
17 September 2018

FOS exonerated from allegations of institutional bias

A July 2018 independent review into the services provided by the Financial Ombudsman Service (FOS) has found that there is no evidence of institutional bias, a finding that should be welcomed by all.
24 August 2018

Publication

Authorised Fund Horizons – Summer 2016

The Summer edition of our newsletter provides a practical guide to legal and regulatory developments in the UK authorised funds sector.
18 August 2016

Publication

Authorised Fund Horizons – Winter 2016

The Winter edition of our newsletter provides a practical guide to legal and regulatory developments in the UK authorised funds sector.
28 January 2016

Publication

PAIF tension between property funds and platforms

As Property Authorised Investment Funds become more popular, the Tax Incentivised Savings Association reports growing tension about PAIF's tax advantages and platforms’ failure to support these funds.
22 October 2014

Publication

EMIR: First obligations with effect from 15 March 2013

On 15 March 2013 the first in a number of obligations applicable to financial institutions and corporates trading in over-the-counter derivatives will come into effect.
01 October 2013
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Events

Keep up to date with the latest legal developments. Attend an upcoming seminar, workshop or event.
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