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Regulated funds: updates for fund and asset managers

Important updates on fund regulation in the UK, including the latest FCA guidance, changes to the Handbook and upcoming developments in UK and European regulation.
12 March 2019

A new regulatory agenda for the pensions sector

The Pensions Regulator (TPR) and the Financial Conduct Authority (FCA) have announced a joint regulatory strategy to address changes to the way people save for and take their pension.
14 December 2018

FCA Consultation on Handbook changes following a no-deal Brexit

A discussion of the FCA's Consultation Paper on changes to the Handbook to reflect updates to law in the event of a no-deal Brexit.
24 October 2018

Digital regulatory reporting: the first step towards digital regulation

A review of the FCA and BoE's work on digital regulatory reporting and what it means for the future of authorised firms' regulatory compliance.
12 October 2018

How will the temporary permissions regime affect you?

Concerned as to how the temporary permissions regime may affect you as an inbound passporting EEA firm or fund? Read more on the FCA's latest update on how it anticipates implementing the proposals.
17 September 2018

FOS exonerated from allegations of institutional bias

A July 2018 independent review into the services provided by the Financial Ombudsman Service (FOS) has found that there is no evidence of institutional bias, a finding that should be welcomed by all.
24 August 2018


Authorised Fund Horizons – Summer 2016

The Summer edition of our newsletter provides a practical guide to legal and regulatory developments in the UK authorised funds sector.
18 August 2016


Authorised Fund Horizons – Winter 2016

The Winter edition of our newsletter provides a practical guide to legal and regulatory developments in the UK authorised funds sector.
28 January 2016


PAIF tension between property funds and platforms

As Property Authorised Investment Funds become more popular, the Tax Incentivised Savings Association reports growing tension about PAIF's tax advantages and platforms’ failure to support these funds.
22 October 2014


EMIR: First obligations with effect from 15 March 2013

On 15 March 2013 the first in a number of obligations applicable to financial institutions and corporates trading in over-the-counter derivatives will come into effect.
01 October 2013


EMIR: Portfolio reconciliation and compression and dispute resolution

Following the adoption of EMIR on 4 July 2012 and publication of prescriptive regulations on 23 February 2013, the second of a series of sets of provisions will come into effect on 15 September 2013.
01 October 2013


Final FCA Rules implementing the AIFMD

The FCA published a Policy Statement containing rules for implementing the Alternative Investment Fund Managers Directive and their response to two consultations on implementation of the AIFMD.
16 July 2013
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