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MIFID II – product governance provisions

We explain the MIFID II requirements on product governance, the FCA's implementation proposals and the practical implications for fund managers and distributors
16 February 2017

MiFID II – investment research rules

Time is running out for you to put arrangements in place to pay for third party research. Are you ready for the new rules on inducements in MiFID II?
18 October 2017

MiFID II: target market identification

What are product manufacturers’ and distributors’ obligations in relation to target market identification?
19 October 2017

MiFID II – changes to core fund-related documentation

What changes should authorised fund managers be making to core fund-related documentation?
19 October 2017

MiFID II and NURS – the complex funds conundrum continues

The issue of whether non-UCITS retail schemes are to be automatically categorised as "complex" products under MiFID II remains to be resolved following ESMA's MiFID II Investor Protection Q&A.
26 June 2017


ESMA clarifies telephone taping requirements under MiFID II

ESMA has issued a public statement that clarifies issues relating to the application of MiFID II requirements on the recording of telephone conversations in light of COVID-19
23 March 2020


ESMA publishes statement reminding firms of their obligations under the MiFID II Directive

In its statement ESMA highlights the fact that heightened uncertainty has led to high market volatility and an increase in market, credit and liquidity risks
07 May 2020

MiFID II: key issues for trustees of occupational pension schemes

MiFID II overhauls the legal and regulatory framework for investment services. We consider the impact on UK occupational pension schemes and the action trustees should take.
03 January 2018

How to align MiFID II and GDPR when processing client data: actions for regulated firms

We set out the requirements of MiFID II and GDPR and consider how regulated firms can address both requirements in their use and retention of customer data.
10 January 2018


Money20/20 Europe 2017

Adrian Shedden, Burges Salmon’s Head of Fintech, sums up the key themes from Europe’s biggest fintech conference.
26 July 2017


Fintech trends and updates

An update on the latest fintech trends, including cryptocurrencies, AI, open banking and PSD2 and initial coin offerings
19 June 2020


Financial services regulation: updates for FCA and PRA regulated firms (2019)

Important updates on financial services regulation including the latest PRA and FCA rules and guidance, changes to the Handbook and Rulebook and upcoming developments in UK and European regulation
18 November 2019
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