Internal Investigations: balancing privilege with FCA engagement

There is tension between asserting legal entitlement and cooperating with the FCA. How should firms conduct investigations to protect themselves and enable them to engage appropriately with the FCA?

Key contact


Suzanne Padmore Partner

  • Pensions Disputes
  • Professional Negligence
  • Financial services Disputes and Enforcement 
  • Judicial Review
  • Trust Disputes
  • Pensions Regulatory 
  • Life and Pensions 

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