Internal Investigations: balancing privilege with FCA engagement

There is tension between asserting legal entitlement and cooperating with the FCA. How should firms conduct investigations to protect themselves and enable them to engage appropriately with the FCA?

26 April 2016

Internal Investigations: balancing privilege with FCA engagement, (pdf, 0.17MB)

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Chris Godfrey Consultant

+44 (0) 117 939 2219 chris.godfrey@burges-salmon.com

• Corporate
• Funds and Asset Management
• Financial Services

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