Showing 109-120 of 258 results

The FCA publishes report on new technologies and AML compliance

The FCA has published a report on emerging technologies and their adoption by the financial industry to tackle anti-money laundering (AML) requirements.
09 August 2017

Senior Managers Regime: FCA extends individual accountability regime

The FCA is now consulting on the extension of the Senior Managers and Certification Regime to the entire financial services sector. We outline the proposed core requirements below.
27 July 2017


Money20/20 Europe 2017

Adrian Shedden, Burges Salmon’s Head of Fintech, sums up the key themes from Europe’s biggest fintech conference.
26 July 2017

PSD2 authorisation and reporting requirements: insight from the FCA and EBA

The FCA has revealed how it proposes to implement PSD2 changes to authorisation and reporting. In this article, we examine the FCA's approach and how it might change in light of the EBA's guidelines.
26 July 2017


UK infrastructure delivery: an interview with Graham Soar, Burges Salmon

A video interview on how we can improve the delivery of UK infrastructure. Topics include: financing infrastructure projects and how the UK government can attract investment.
11 July 2017

A radical shake-up of the asset management sector – or something softer?

What are the FCA’s final findings and proposed package of remedies following its final report and consultation on competition in asset management?
30 June 2017

Financial services update: a view from Ireland

Conor Durkin and Liane Müllers from Mason Hayes & Curran, one of our Preferred Firms in Ireland, summarise the hot topics in retail investment funds and asset management in Ireland.
29 June 2017

Government introduces changes to what constitutes regulated 'financial advice'

The government has passed legislation modifying the definition of 'financial advice' for (most) authorised firms as part of its ongoing initiative to increase the level of support given to consumers.
26 June 2017

MiFID II and NURS – the complex funds conundrum continues

The issue of whether non-UCITS retail schemes are to be automatically categorised as "complex" products under MiFID II remains to be resolved following ESMA's MiFID II Investor Protection Q&A.
26 June 2017

Securities Financing Transaction Regulation – The Final Provisions

The final obligations under the SFTR will come into effect on 13 July, requiring AIFMs and UCITS ManCos to include investor disclosures in their fund documents on securities financing transactions.
22 June 2017

Innovate Finance reports on the outcome of its Industry Sandbox Consultation

Innovate Finance's report on an industry sandbox suggests exciting opportunities ahead for UK fintech.
07 June 2017

Distributed ledger technology: FCA publishes Discussion Paper

The regulator's Discussion Paper on distributed ledger technology shows its commitment to better engage with UK fintech and highlights some key issues in the technology's development.
30 May 2017

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