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The FCA's key findings on their recent work on pension transfer advice

Following the FCA’s Policy Statement 18/20 in October 2018, the FCA has provided a round up of its key findings from its ongoing work in this area.
28 December 2018

A new regulatory agenda for the pensions sector

The Pensions Regulator (TPR) and the Financial Conduct Authority (FCA) have announced a joint regulatory strategy to address changes to the way people save for and take their pension.
14 December 2018

Senior Managers and Certification Regime (SMCR) extended to insurers

As part of the Financial Conduct Authority's drive towards greater individual accountability, SMCR has been extended to the insurance sector. 
13 December 2018

Improving the quality of pension transfer advice

The FCA's Policy Statement 18/20 contains rules and guidance designed to improve the quality of advice given to consumers about converting or transferring their safeguarded benefits.
21 November 2018

Digital regulatory reporting: the first step towards digital regulation

A review of the FCA and BoE's work on digital regulatory reporting and what it means for the future of authorised firms' regulatory compliance.
12 October 2018

Pensions law and regulation timeline 2018 – 2019

We set out below some key dates in the pensions legal and regulatory reform calendar. Watch out for updates from us on these important developments.
10 October 2018

Publication

Perspectives on financial services: Pensions

Views from the pensions sector on fund consolidation, the future of DB pension schemes, the role of financial advice and pensions in the changing world of work.
04 October 2018

How will the temporary permissions regime affect you?

Concerned as to how the temporary permissions regime may affect you as an inbound passporting EEA firm or fund? Read more on the FCA's latest update on how it anticipates implementing the proposals.
17 September 2018

FOS exonerated from allegations of institutional bias

A July 2018 independent review into the services provided by the Financial Ombudsman Service (FOS) has found that there is no evidence of institutional bias, a finding that should be welcomed by all.
24 August 2018

Senior Managers and Certification Regime extension: near-final rules published

The Senior Managers and Certification Regime (SMCR) is being extended to insurers and FCA-regulated firms. We review the revised and near-final rules.
15 August 2018

Office holders take note – judicial help is on hand

The special administrators of MF Global UK asked the court for urgent directions regarding the implementation of a CVA. We look at what the decision means for office holders.
26 June 2018

Financial services, bribery and the adequate procedures defence

In light of R v Skansen, financial services firms should ensure that they have the adequate procedures and the required systems and controls to prevent bribery. 

15 May 2018
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Events and webinars

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