Overview

Heather is a solicitor in the firm's financial services team. She previously worked at a major UK life insurer for several years in their regulatory compliance and financial promotions teams. Heather worked on secondment at Aon for 7 months in 2017.

Heather advises on a wide range of regulatory areas, including:

  • the regulatory perimeter
  • conduct of business
  • insurance distribution
  • cross border activities
  • financial promotions, and
  • reporting and fees.

 

Experience
  • Regularly reviewing regulated fund documentation for pension trustees.
  • Advising on the regulatory perimeter, including whether proposed new ventures constitute regulated activities and on options for appropriate legal structures.
  • Advising on investment management agreements between fiduciary managers and clients, including pension schemes.
  • Advising clients on major regulatory changes such as the IDD.