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Thought leadership
"Anything done or omitted": Supreme Court judgment on the scope of a principal's liability for its appointed representative
14 April 2026
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Thought leadership
Client Categorisation and Conflicts of Interest: Practical Implications of FCA CP25/36
29 January 2026
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Thought leadership
Next Steps for Consumer Duty - Key Takeaways from the Westminster Business Forum
7 November 2025
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Thought leadership
FCA publishes findings of review into smaller asset managers and alternatives business models
20 May 2025
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Thought leadership
The "reimagining" of advice and guidance: FCA speech provides update on targeted support
4 April 2025
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Thought leadership
Targeted support reforms for pensions: the FCA Consultation Paper
13 January 2025
Thought leadership
FCA's latest expectations for financial advisers and intermediaries
10 October 2024
Thought leadership
Retirement income advice: Dear CEO letter following thematic review
26 March 2024
Thought leadership
High net worth and sophisticated investor exemptions: changes reversed
18 March 2024
Thought leadership
Consumer Duty and Consumer Investments: “a long way to go” in 2024
31 January 2024
Thought leadership
The new UK retail disclosure framework: Policy Note and Draft Regulations
24 November 2023
Thought leadership
Platform due diligence: FCA publishes Supervisory Notice imposing requirements on London Court Limited
31 October 2023
Thought leadership
FCA publishes portfolio letters to firms in retail, wholesale and life insurance markets
25 September 2023
Thought leadership
FCA publishes new webpage on supporting customers with pension transfers
1 September 2023
Thought leadership
FCA latest on the advice/guidance boundary and its proposed "Core Investment Advice" regime
4 August 2023
Thought leadership
"Don't panic but do act!": FCA speech as Consumer Duty implementation deadline approaches
14 May 2023
Thought leadership
New financial resilience regulatory return: policy statement and further consultation
9 May 2023
Thought leadership
FCA speech on simplified advice regime and review of the advice/guidance boundary
21 March 2023
Thought leadership
FCA publishes portfolio letter on implementing the Consumer Duty in the Consumer Investments sector (including SIPPs)
9 February 2023
Thought leadership
FCA highlights significant increase in financial promotion intervention activity
8 February 2023
Thought leadership
FCA publishes portfolio letter on implementing the Consumer Duty in the General Insurance and Pure Protection sectors
7 February 2023
Thought leadership
FCA publishes portfolio letter on implementing the Consumer Duty in the Life Insurance sector
6 February 2023
Thought leadership
FCA responds to Treasury Sub-Committee questions on core investment advice regime
2 February 2023
Thought leadership
FCA sets out key harms and expectations for Financial Advisers and Intermediaries
3 January 2023
