Thought leadership
FCA launches a new "5-year strategy" – what do financial services firms really need to know?
10 April 2025
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Thought leadership
How much do we really know about the use of and exploration of AI in financial services?
8 April 2025
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Thought leadership
Would you like to know more about how AI is being deployed in capital markets around the world?
21 March 2025
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Thought leadership
What's in a name? An update on financial services regulatory enforcement trends...
14 March 2025
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Thought leadership
A call to action for asset management and alternatives firms - the FCA's latest Dear CEO letter
27 February 2025
Thought leadership
FCA publishes data on interventions to financial promotions – with ‘finfluencers’ a target
25 February 2025
Thought leadership
Learning from the mistakes of others – recent enforcement trends and the importance of good oversight, governance and leadership
19 February 2025
Thought leadership
The very latest on CP24/2 "Greater transparency of our enforcement investigations" aka the "Name and Shame" proposals
3 December 2024
Thought leadership
AI - hot off the press from the Bank of England and FCA - how is it being used across the financial services industry and what are the risks?
21 November 2024
Thought leadership
“Modernising the Redress System” - a new approach for modern day "mass redress events" in the financial services sector?
20 November 2024
Thought leadership
Mansion House Speech 2024 - “a package of reforms to ensure the UK’s status as a global powerhouse for financial services"
15 November 2024
Thought leadership
Dear CEO letter to Payment Service Providers: New rules on APP fraud reimbursement
8 October 2024
Thought leadership
Coming into force very soon..new securitisation rules (part of the UK's 'Smarter Regulatory Framework')
4 October 2024
Thought leadership
SDR, ESG, SFDR, OFR and other acronyms.....and, how do we deliver clear and sound messages to consumers about sustainable investing?
1 October 2024
Thought leadership
Call for Input in relation to the simplification of the FCA's retail conduct rules and guidance
2 September 2024
Thought leadership
Operational Resilience – transitional period closing in on hard deadline
20 August 2024
Thought leadership
The unique regulatory challenges presented by Overseas Appointed Representatives
13 August 2024
Thought leadership
Consumer Duty: the impending deadline for closed products and services
10 June 2024
Thought leadership
Are you prepared for the FCA's new Anti-Greenwashing Rule? Less than one month to go...
14 May 2024
Thought leadership
Financial services – the strategic approach to Artificial Intelligence - The Financial Conduct Authority
9 May 2024
Thought leadership
Financial services – the strategic approach to Artificial Intelligence from the Bank of England and the Prudential Regulation Authority
9 May 2024
Thought leadership
FCA’s Business Plan series – the commitment to minimising the impact of operational disruptions and the proposed regime for critical third parties
2 May 2024
Thought leadership
Consumer Duty and the needs of those with characteristics of vulnerability: the need for consumer protection to be at the heart of everything you do
2 April 2024
Thought leadership
The Advice Guidance Boundary Review – can the financial services industry help more consumers to make good financial decisions?
20 February 2024
Thought leadership
Mystical arts not necessarily required – what 2024 holds for financial services businesses
12 January 2024
Thought leadership
ESG news: Code of Conduct for ESG ratings and data products providers published by the ESG Data and Ratings Working Group
15 December 2023
Thought leadership
The Consumer Duty is not just for Christmas: a financial platform focused overview of key Consumer Duty considerations
14 December 2023
Thought leadership
Financial services regulation to assist the transition to net zero and a more sustainable future - raising the bar with SDR and investment labels
29 November 2023
Thought leadership
FCA and PRA publish feedback statement on AI and machine learning
28 November 2023
Thought leadership
Mansion House reforms: reform of UK financial services regulation
28 November 2023
Thought leadership
More parliamentary scrutiny: a new Financial Services Regulation Committee
27 November 2023
Thought leadership
FCA speech on updating and improving the UK asset management regime
27 October 2023
Thought leadership
UK Finance publishes response to UK Government White Paper on AI Regulation
6 October 2023
Thought leadership
Workplace culture and the impact of non-financial services misconduct
22 September 2023
Thought leadership
Social media guidance for the promotion of financial services and products
11 August 2023
Thought leadership
Guidance for firms with appointed representatives – “regulatory hosting”
21 July 2023
Thought leadership
Building a Smarter Financial Services Regulatory Framework for the UK: HM Treasury Publishes Plan for Delivery
20 July 2023
Thought leadership
HM Treasury Revokes PRIIPS Regulations: New Retail Disclosure Regime to Include UCITS Funds
13 July 2023
Thought leadership
"Rocket boost" for the UK economy as the Financial Services and Markets Bill receives Royal Assent
6 July 2023
Thought leadership
FCA tells asset managers to review their liquidity management arrangements
6 July 2023
Thought leadership
One month to go for the Consumer Duty - The FCA's ten questions to consider
29 June 2023
Thought leadership
FCA publishes guidance on enhancing resilience in Liability Driven Investment
25 April 2023
Thought leadership
FCA gives update on its Sustainability Disclosure Requirements (SDR) and investment labels consultation
30 March 2023
Thought leadership
DP23/2: FCA issues discussion paper on updating the UK asset management regime
21 February 2023
Thought leadership
FCA publishes discussion paper (DP23/1) on finance for positive sustainable change
13 February 2023
Thought leadership
FCA letter on implementing the Consumer Duty in Asset Management, Custody and Fund Services and Alternatives portfolios
10 February 2023
Thought leadership
FCA responds to Treasury Sub-Committee questions on SDR and investment labels
2 February 2023
Thought leadership
FCA responds to BoE’s recommendations on the resilience of LDI funds
31 January 2023
Thought leadership
FCA publishes consultation paper on introducing a gateway for firms who approve financial promotions
13 December 2022
Thought leadership
CP22/24: FCA consultation on broadening access to financial advice
12 December 2022
Thought leadership
FCA publishes speech on key priorities for the financial services industry
10 November 2022
Thought leadership
GFANZ publishes recommendations on net zero plans for financial institutions
3 November 2022
Thought leadership
FCA Consultation Paper on Sustainability Disclosure Requirements and investment labels
25 October 2022
Thought leadership
TCFD publishes its fifth status report on climate-related financial disclosures
19 October 2022
Thought leadership
House of Lords committees request information from the FCA on its LDI regulatory oversight
18 October 2022
Thought leadership
Green Technical Advisory Group publishes report on the development of the UK Green Taxonomy
11 October 2022
Thought leadership
FCA begins consultation on a baseline financial resilience regulatory return
4 October 2022
Thought leadership
FCA publishes speech on what firms and consumers can expect from the consumer duty
3 October 2022
Thought leadership
Investment Association publishes 2021/2022 Investment Management Survey
3 October 2022
Thought leadership
FCA publishes speech on regulation as a catalyst for economic growth
28 September 2022
Thought leadership
FCA issues consultation on side pockets following the Russian invasion of Ukraine
3 May 2022
Thought leadership
ESMA highlights sustainable finance as a priority for the asset management industry
1 April 2022
Thought leadership
FCA consulting on use of “side pockets” for Russia-exposed retail funds
22 March 2022
Thought leadership
Proposed changes to research and inducement rules for collective portfolio managers
9 March 2022
Thought leadership
FCA updates guidance on SCA reauthentication exemption for online banking
8 March 2022
Thought leadership
Review of the UK funds regime: a call for input - summary of responses published
21 February 2022
Thought leadership
FCA publishes climate-related disclosure obligations for asset managers, life insurers, and FCA-regulated pension providers
20 December 2021
Thought leadership
IOSCO final report and recommendations on ESG ratings and data products providers
24 November 2021
Thought leadership
FCA speech on drivers of change in the financial services industry
15 November 2021
Thought leadership
HM Treasury consultation: Financial Services Future Regulatory Framework
15 November 2021
Thought leadership
IOSCO final recommendations on sustainability-related practices, policies, procedures and disclosures in asset management
15 November 2021
Thought leadership
FCA Discussion Paper on Sustainability Disclosure Requirements and investment labels
4 November 2021
Thought leadership
UK financial regulators’ joint statement on Climate Change Adaptation Reports
29 October 2021
Thought leadership
Productive Finance Working Group publishes recommendations on long-term, illiquid investments
29 September 2021
Thought leadership
Appointed Representatives regime to be reviewed by FCA and Treasury
27 September 2021
Thought leadership
European Court of Auditors calls for more consistent EU action on redirecting finance towards sustainable investment
27 September 2021
Thought leadership
ESMA speech on retail investment highlights ESG disclosure issues
24 September 2021
Thought leadership
IA publishes Guidance on FCA’s Guiding Principles on ESG and Sustainable Investment Funds
21 September 2021
Thought leadership
FCA publishes consumer investments strategy and feedback statement
16 September 2021
Thought leadership
FCA issues consultation paper on new cancellation and variation power
16 September 2021
Thought leadership
IOSCO publishes final report on AI for market intermediaries and asset managers
14 September 2021
Thought leadership
FCA introduces guiding principles on ESG and sustainable investment funds
21 July 2021
Thought leadership
FCA clarifies its expectations on the review of legacy outsourcing arrangements
19 May 2021
Thought leadership
The Investment Association releases its analysis report on value assessments
4 May 2021
Thought leadership
FCA publishes discussion paper on strengthening financial promotion rules for high-risk investments and firms approving financial promotions
30 April 2021
Thought leadership
European Commission publishes summary report on renewed sustainable finance strategy
15 February 2021
Thought leadership
UK Productive Finance Working Group sets out objectives and next steps
10 February 2021
Thought leadership
Brexit update: ESMA warns against certain “reverse solicitation” practices
15 January 2021
Thought leadership
FCA updates its webpage on amending recognised EEA UCITS in the TMPR
8 January 2021
Thought leadership
Launch by ESMA of common supervisory action with NCAs on supervision of costs and fees of UCITS
8 January 2021
Thought leadership
FCA issues guidance on adding a new sub-fund to an umbrella scheme in the TMPR
4 December 2020
Thought leadership
FCA developing guiding principles on building trust in sustainable investments
25 November 2020
Thought leadership
Recent Financial Stability Board report notes firms’ climate-related disclosures harmed by lack of available data
25 November 2020
Thought leadership
UK Asset Management Taskforce sustainable growth and stewardship report published
25 November 2020
Thought leadership
European Commission consultation on Sustainable Finance Taxonomy Regulation
25 November 2020
Thought leadership
European Central Bank publishes interview on green and sustainable finance
24 November 2020
Thought leadership
ESMA has published a speech by its Executive Director on future challenges for fund managers
24 November 2020
Thought leadership
Sustainable Finance and Responsible Investment: Burges Salmon and the Investment Association discuss regulatory change at HSBC’s Client Forum
16 October 2020
Thought leadership
Draft Bearer Certificates (Collective Investment Schemes) Regulations 2020 published
30 September 2020
Thought leadership
FCA update on extension of deadline for fund reports and accounts
11 September 2020
Thought leadership
ESMA releases statement on stress test scenarios for Money Market Funds
28 August 2020
Thought leadership
FCA launches consultation on liquidity mismatch in authorised open-ended property funds
4 August 2020
Thought leadership
FCA speech on the role of investment managers in the post Covid-19 recovery
9 July 2020
Thought leadership
The European Supervisory Authorities consults on the Sustainable Finance Disclosure Regulation (SFDR)
2 July 2020
