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FCA letter to FOS on handling complaints arising from firms' acts or omissions

The FCA has introduced a range of targeted temporary measures that are aimed at helping consumers through this difficult period
16 April 2020

Blog

The ICO sets out its regulatory approach during the Coronavirus pandemic

In a document published on 15 April, the UK’s data protection regulator, the ICO, provided useful guidance on how it intends to approach its role during this challenging time
16 April 2020

Blog

ESMA publishes statement to mitigate impact on fund managers’ periodic reporting deadlines

On 9 April 2020, ESMA published a public statement on actions to mitigate the impact of COVID-19 on the deadlines for publication of periodic reports by fund managers
09 April 2020

Blog

FCA 2020/21 Business Plan – how will it impact your business?

On 7 April, the FCA published its Business Plan for 2020/21. In this vlog we summarise the key takeaways
09 April 2020

Blog

FCA publishes Coronavirus guidance for pension providers and DB pension transfer advisers

In its guidance, the FCA explains its deferral of the final suite of ROR remedies and sets out how firms should support consumers seeking to access to pension savings during the pandemic
08 April 2020

Blog

COVID-19: FCA issues guidance relating to listed companies and recapitalisation issuances

The FCA has published a Statement of Policy which aims to clarify the position for companies seeking to raise new share capital whilst maintaining an appropriate level of investor protection
08 April 2020

Blog

FCA guidance for firms on messages to customers about market volatility

The FCA has published new guidance on how firms can avoid making personal recommendations when notifying customers of the implications of realising their investments in light of Coronavirus
08 April 2020

Blog

The FCA delays implementation of 'making transfers simpler' due to Coronavirus

The FCA has published on its website that it will delay the implementation of the new rules in PS19/29
07 April 2020

Blog

FCA publishes new CASS and coronavirus webpage

The page summarises some of the queries on CASS compliance related to the current disruption caused by coronavirus (COVID-19) it has received, and its position on the issues raised
07 April 2020

Blog

Senior Managers and Certification Regime: expectations of dual-regulated firms

On 3 April 2020, the FCA and PRA published a statement setting out their expectations of dual-regulated firms in relation to the Senior Managers and Certification Regime (SM&CR), in light of COVID-19
06 April 2020

Blog

Senior Managers and Certification Regime: FCA expectations of solo-regulated firms

On 3 April, the FCA published a statement setting out its expectations of solo-regulated firms in relation to the Senior Managers and Certification Regime ('SM&CR') in light of COVID-19
06 April 2020

Blog

Financial Action Task Force: COVID-19 update and guidance

On 1 April, the FATF issued a statement by its President on COVID-19 and measures to combat illicit financing
03 April 2020
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