ESG in Financial Services

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Strong governance is the cornerstone of trust and resilience in financial services. As regulatory expectations evolve and stakeholder scrutiny intensifies, firms must navigate complex and evolving frameworks with rigour, expertise and integrity. Culture is key.
This page brings together expert commentary, practical guidance, and thought leadership from our financial services team. From board responsibilities and risk management to ESG integration and regulatory compliance, our articles explore the key governance challenges facing the sector today.
Effective governance has long been a key area of focus for the FCA as a conduct regulator, and for investment platforms.
Read moreIt is not uncommon to find cultural failure at the source of a poor outcome. Or to find poor conduct to be the cause of cultural failure.
Read moreIn 2024, the Chancellor set out the Government’s vision to grow and enhance the competitiveness of the UK’s financial services sector
Read moreThe Pensions Regulator has set out its revised approach to regulating professional trustees and has delivered a keynote speech on the future of pension scheme trusteeship.
Read moreThe Employment Rights Bill (ERB) forms a key part of the Government’s ‘Make Work Pay’ plan and represents the most significant overhaul of UK employment law in decades.
Read moreWe know from our observations of the FCA’s enforcement output that it holds good culture in high regard.
Read moreRecent targeting of huge retailers M&S and the Co-op has generated significant press attention and serves as a reminder that even sophisticated and well-resourced companies face cyberthreats on a daily basis.
Read moreEffective internal management structures, decision-making processes, and risk information flow are essential components for managing legal risk and taking informed and effective decisions.
Read moreThe FCA expects financial services firms and the individuals that work in them to show positive respect for governance.
Read moreTo unlock the opportunities of AI financial services firms will need clear governance from the very beginning of their AI journey.
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