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Alex Brown
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Zara Din
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Rory Trust
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Regulated funds updates
Regulated funds updates - April 2020
Regulated funds updates - June 2020
Regulated funds updates - May 2020
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Financial services regulation updates
Another FCA update on RDR and FAMR evaluation
COVID-19: Payment Systems Regulator issues guidance on Confirmation of Payee
COVID-related cyber risk high on the FCA’s agenda
COVID-19: FCA announces delay for directory of certified and assessed persons
COVID-19: FCA issues guidance relating to listed companies and recapitalisation issuances
COVID-19: FCA requests a delay to announcement of preliminary financial accounts
Postponement of the joint Bank/Financial Conduct Authority survey into open-ended funds
Dear CEO Letter to firms providing services to retail investors about COVID-19
EIOPA's Chair gives interview on the insurance & pensions industry’s response to COVID-19
EIOPA urges insurers and intermediaries to mitigate impact of COVID-19 on consumers
ESMA clarifies telephone taping requirements under MiFID II
ESMA publishes statement to mitigate impact on fund managers’ periodic reporting deadlines
ESMA publishes statement reminding firms of their obligations under the MiFID II Directive
FATF issues paper on COVID-19 risks and policy response
FATF postpones mutual evaluations and follow-up deadlines
FCA 2020/21 Business Plan – how will it impact your business?
FCA adopts European guidelines on ICT and security risk management
FCA and ESMA set out expectations for financial services firms in light of COVID-19
FCA confirms FOS budget for 2020/21
FCA confirms that it is still available to support innovative firms
FCA consults on permanent ban on marketing mini-bonds
FCA Dear CEO Letter on Insuring SMEs: Business Interruption
FCA delays the deadline for the first F&P assessment of Certified Persons under SM&CR
FCA statement on short selling in light of 'exceptional circumstances' due to COVID-19
FCA extends submission deadlines for regulatory returns due by 30 June 2020
FCA finalises guidance on customers in financial difficulty
FCA guidance for firms on messages to customers about market volatility
FCA issues CEO letter regarding equity finance raising
FCA letter to FOS on handling complaints arising from firms' acts or omissions
FCA provides update on the approach firms should take when handling complaints
FCA publish feedback statement and final guidance on assessing value of insurance products
FCA publishes considerations for UK firms after the Brexit implementation period
FCA publishes Coronavirus guidance for pension providers and DB pension transfer advisers
FCA publishes guidance on key financial workers during the COVID-19 outbreak
FCA publishes information for firms during the Brexit implementation period
FCA publishes information for firms on COVID-19 response
FCA publishes its expectations on financial resilience for FCA solo-regulated firms
FCA publishes its portfolio strategy letter for financial advisers
FCA publishes its portfolio strategy letter for personal and commercial lines insurers
FCA publishes new CASS and coronavirus webpage
FCA publishes statement on firms’ handling of post and paper during the COVID-19 pandemic
FCA publishes statement on LIBOR transition plans
FCA publishes statement on the forthcoming Corporate Insolvency and Governance Bill
FCA publishes statement on work-related travel & responsibilities of senior managers
FCA publishes update on High Court test case and consultation on guidance for insurers
FCA sets out expectations of insurance firms in light of COVID-19 pandemic
FCA statement on property fund suspensions resulting from COVID-19 outbreak
FCA to obtain court declaration to resolve contractual uncertainty in BI insurance cover
FCA updates statement on short selling bans and reporting
FCA updates webpage on strong customer authentication under PSRs 2017
FCA’s ban on promotion of mini-bonds comes into effect
FCA's Executive Director of International to focus on the response to COVID-19 and Brexit
Financial Action Task Force: COVID-19 update and guidance
IAIS press release on steps to mitigate the impact of COVID-19 on the insurance sector
Joint statement by the FCA, FRC and PRA on corporate reporting and Coronavirus (COVID-19)
Major news for SIPPs following ruling in Adams v Carey
May updates from the FCA on CPD and cover for Senior Managers
More cloud outsourcing guidance for regulated firms
PRA Dear CEO Letter regarding distribution of profits
The Payment Systems Regulator (PSR) publishes annual plan and budget for year 2020/21
Senior Managers and Certification Regime: expectations of dual-regulated firms
Senior Managers and Certification Regime: FCA expectations of solo-regulated firms
The FCA delays implementation of 'making transfers simpler' due to Coronavirus
The ICO sets out its regulatory approach during the Coronavirus pandemic
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